Questions & Answers

Regulated by

Central Bank of Ireland — as an authorised UCITS ICAV
Reference Number: C193010

Legal Entity Identifier (LEI)
6354004QXYLNRJEQFS87

FAQs About Our Structure

Q: Are you regulated?
Yes — we are regulated by the Central Bank of Ireland, Ref. C193010.

Q: Are your products covered by the DGS?
Yes — all products offered are structured through EU-regulated financial institutions and are protected under the DGS limits.

Q: How can I confirm your credentials independently?
You can cross-verify our credentials on the Central Bank of Ireland register or LEI lookup database.

Q: Where does my money go when I invest with Ark Investments?
A: Your funds are allocated directly into the fixed-income product or bond you select. These funds are securely held in segregated client accounts with a regulated third-party custodian, never with Ark Investments directly. This ensures maximum transparency and protection in line with Irish and EU regulations.

Q: Is my investment guaranteed?
A: While no investment is entirely risk-free, many of our fixed-income products are eligible for protection under the Deposit Guarantee Scheme (DGS) in Ireland. The DGS protects:

• Up to €100,000 per individual account

• Up to €200,000 for joint accounts
  This only applies to qualifying bank-based deposit instruments. Your broker will confirm whether your selected product is covered.

Q: Is Ark Investments a regulated firm?
A: Yes. Ark Investments operates under the Ark Invest UCITS ICAV, which is fully authorised and regulated by the Central Bank of Ireland.

• Firm Reference Number: C193010

• LEI: 6354004QXYLNRJEQFS87
  We are governed by UCITS legislation and Irish investment fund law, offering clients regulatory confidence and full compliance with EU standards.

Q: Who holds my money once I invest?
A: Your capital is held with a regulated third-party custodian, not by Ark Investments. This independent arrangement ensures that your funds are held securely, in line with Central Bank and UCITS rules on client asset segregation.

Q: What kind of returns can I expect?
A: Returns depend on the specific product and allocation chosen. Currently, Ark Investments offers fixed-rate euro-denominated bond products with projected annual returns of 6% to 10%, depending on the structure and issuer. All returns are projections and subject to market risk.

Q: Can I withdraw my investment at any time?
A: Liquidity depends on the product. Some options offer flexible access, while others may include fixed terms or notice periods. Your broker will outline all relevant timeframes and withdrawal options before you proceed.

Q: Is Ark Investments connected to ARK Invest in the United States?
A: No. Ark Investments (arkinvestments.org) is an independent Irish investment firm, operating under its own UCITS structure and management. We are not affiliated with ARK Invest LLC in the United States. All products offered by Ark Investments are regulated under Irish and EU law.

Q: What happens after my phone call with a broker?
A: Following your conversation, you will receive a welcome pack by email, including:

• An overview of Ark Investments

• Details of the products discussed

• A link to our Client Portal, where you can complete an application
  One of our brokers will follow up shortly to answer any further questions and guide you through the process.